The Control Layer

The AI Control Plane
for Capital Markets

The orchestration layer that connects your data, systems, and people—enabling supervised AI agents across trade lifecycle, compliance, and operations. Every action logged. Every decision approved. Every workflow auditable.

See the Control Plane in Action

Explore how QUANTEX orchestrates agents, workflows, and integrations across your capital markets operations.

What is an AI Control Plane?

An AI Control Plane is the governance and orchestration layer that makes AI safe, auditable, and useful in regulated capital markets operations. It's not just a chatbot—it's the infrastructure that connects your systems and supervises your AI agents.

Connects Everything

Integrates with your OMS, EMS, CRM, FIX gateways, email, docs, and data vendors

Orchestrates Workflows

Routes tasks to AI agents and humans with supervision, approvals, and escalation paths

Governs Every Action

Enforces permissions, logs all activity, and maintains complete audit trails

What You Can Build with QUANTEX

Create supervised AI workflows tailored to your capital markets operations

Supervised Trade-Lifecycle Workflows

From order intake to allocation & confirmation with human-in-the-loop approvals

Exception Management

Automated ops break resolution for CTM mismatches, SSI enrichment, and fee discrepancies

Compliance-by-Design Automation

Pre-trade checks, approval workflows, and surveillance support with audit trails

Client-Ready Communications

Market notes, trade status, confirmations, and recaps with mandatory review gates

Unified Knowledge Layer

Searchable repository across emails, tickets, chats, and docs with policy controls

Reporting & Reconciliation Automation

Commission tracking, fee analysis, invoice management, and P&L drilldowns

Core Capabilities

Orchestration

Define complex workflows with triggers, routing logic, and conditional paths. Connect data sources, systems, and people across your entire trade lifecycle. Deploy automated processes that adapt to your desk's unique requirements.

Supervision

Human-in-the-loop approval gates at every critical step. Escalation paths for exceptions. Review queues with full context. Never let AI make unsupervised decisions in regulated workflows.

Integration

Native connectivity to OMS/EMS, FIX gateways, CRM systems, email, document repositories, and data vendors. Works with your existing tech stack—no rip-and-replace required.

Audit & Governance

Every action logged. Role-based access controls. Policy enforcement. Data retention rules. Complete audit trails for compliance reviews and regulatory inquiries.

Rapid Deployment

Start with a single use case. Pilot on one desk. Prove value in weeks. Scale across operations when ready. Modular design lets you build incrementally.

Plugs Into What You Already Use

QUANTEX connects to your existing technology stack—no rip-and-replace required

OMS/EMS Systems

FIX Gateways

CRM Platforms

Email & Calendar

Data Vendors

Ticketing & Knowledge Tools

Clearing & Custody

Market Data Feeds

Security & Compliance

Built for regulated environments with enterprise-grade controls

Access Control

Role-based permissions and approval workflows

Audit Trails

Complete logging of all actions and decisions

Policy Controls

Enforce data retention and governance rules

Measurable Outcomes

Real results from deploying supervised AI workflows

Reduce manual breaks and rework by 60-80%

Cut order-to-confirmation cycle time in half

Eliminate operational losses from SSI, allocation, and fee errors

Shorten new hire onboarding from months to weeks

Ready to Deploy Supervised AI?

Join the firms transforming capital markets operations with auditable, compliant AI workflows

Ask me anything about Quantex